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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-29 |
Branch Locations
660 White Plains Road Suite 155, Tarrytown, NY 10591 • United States
Irvington, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 11/2003 | Present |
| Highbridge Financial Group, Inc. | Tarrytown | NY | 10/2003 | Present |
1. VICE PRESIDENT AND 50% OWNER, GMS ASSOCIATES, INC., PROPERTY TAX CONSULTANTS, NON-INVESTMENT RELATED. 2. SELLING FIXED INSURANCE PRODUCTS AT BRANCH LOCATION, INVESTMENT RELATED. 3. THE HIGHBRIDGE FINANCIAL GROUP, INC. - PRESIDENT, DIRECTOR, AND 50% OWNER OF ENTITY CREATED FOR SECURITIES BUSINESS, INVESTMENT RELATED. 4. CO-OWNER OF RESIDENTIAL RENTAL PROPERTY. NOT INVESTMENT RELATED. NOT CONDUCTED FROM BRANCH LOCATION.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-10 |
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