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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

320 Park Avenue Fl 9, New York, NY 10022 • United States

Tinton Falls, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. New York NY 02/2017 Present
Unemployed Tinton Falls NJ 10/2015 02/2017
Other Businesses

(1)Name of Business: Address: 100 Water St, Tinton Falls, NJ, 07724, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2002 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own house. Collect rent and pay mortgage (2)Name of Business: Cambridge Custom Homes Address: 1182 sycamore ave, tinton falls, NJ, 07724, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 08/19/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: none

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-02-22
  • S63 Uniform Securities Agent State Law Examination
    1996-02-22
Other Names
  • Tara J Cromarty
  • Tara Justyna Cromarty
  • Tara J Cromarty
  • Tara J Chenoweth
  • Tara Justyna Chenoweth

View on SEC IAPD

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