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James Richard Harkins

Raymond James & Associates, Inc.

Las Vegas, NV

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2024-10-29
  • NV RA
    APPROVED
    Since 2024-10-29

Branch Locations

10801 W. Charleston Blvd Suite 120, Las Vegas, NV 89135 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Boyd Gaming/Cannery Casino Las Vegas NV 03/2017 04/2017
The Mark Travel Company Las Vegas NV 10/2016 11/2016
Scottrade, Inc. Las Vegas NV 04/2017 02/2018
Unemployed Las Vegas NV 11/2016 03/2017
Unemployed Las Vegas NV 08/2016 10/2016
Nevada State Bank Las Vegas NV 11/2021 10/2024
Lpl Financial Las Vegas NV 11/2021 10/2024
Amica Insurance Henderson NV 07/2020 08/2020
William Hill Las Vegas NV 07/2021 09/2021
The Home Depot Las Vegas NV 03/2019 10/2019
Resorts World Las Vegas NV 04/2021 05/2021
Unemployed Las Vegas NV 10/2019 07/2020
Unemployed Las Vegas NV 08/2020 04/2021
Unemployed Las Vegas NV 05/2021 07/2021
Unemployed Las Vegas NV 09/2021 11/2021
Unemployed Las Vegas NV 02/2018 03/2019
Raymond James & Associates, Inc. Las Vegas NV 10/2024 Present
  • 03/2017 → 04/2017
    Boyd Gaming/Cannery Casino
    Las Vegas, NV
  • 10/2016 → 11/2016
    The Mark Travel Company
    Las Vegas, NV
  • 04/2017 → 02/2018
    Scottrade, Inc.
    Las Vegas, NV
  • 11/2016 → 03/2017
    Unemployed
    Las Vegas, NV
  • 08/2016 → 10/2016
    Unemployed
    Las Vegas, NV
  • 11/2021 → 10/2024
    Nevada State Bank
    Las Vegas, NV
  • 11/2021 → 10/2024
    Lpl Financial
    Las Vegas, NV
  • 07/2020 → 08/2020
    Amica Insurance
    Henderson, NV
  • 07/2021 → 09/2021
    William Hill
    Las Vegas, NV
  • 03/2019 → 10/2019
    The Home Depot
    Las Vegas, NV
  • 04/2021 → 05/2021
    Resorts World
    Las Vegas, NV
  • 10/2019 → 07/2020
    Unemployed
    Las Vegas, NV
  • 08/2020 → 04/2021
    Unemployed
    Las Vegas, NV
  • 05/2021 → 07/2021
    Unemployed
    Las Vegas, NV
  • 09/2021 → 11/2021
    Unemployed
    Las Vegas, NV
  • 02/2018 → 03/2019
    Unemployed
    Las Vegas, NV
  • 10/2024 → Present
    Raymond James & Associates, Inc.
    Las Vegas, NV
Previous Registrations
  • 2023-11-27 → 2024-10-25
    Lpl Financial Llc
    Las Vegas, NV
  • 2017-05-01 → 2018-03-09
    Scottrade Investment Management
    Saint Louis, MO
  • 2013-12-12 → 2016-03-10
    Td Ameritrade, Inc.
    Westlake, TX
    Fort Worth, TX
  • 2013-12-12 → 2016-03-10
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
  • 2008-03-26 → 2009-05-13
    Td Ameritrade, Inc.
    Fort Worth, TX
    Fort Worth, TX
  • 2008-03-26 → 2009-05-13
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-11
S63 Uniform Securities Agent State Law Examination 2013-01-24
  • S66 Uniform Combined State Law Examination
    2023-11-11
  • S63 Uniform Securities Agent State Law Examination
    2013-01-24
Other Names
  • Jim R Harkins
  • Jim Harkins
  • James Harkins
  • Austin Harkins
  • Baugh Harkins
  • James Richard Harkins
  • Jim R Harkins
  • Jim Richard Harkins

View on SEC IAPD

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Other Offices

YH&C INVESTMENTS INC. · LAS VEGAS, NV
MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
BETTER CAPITAL MANAGEMENT LLC · LAS VEGAS, NV
U.S. BANCORP ADVISORS, LLC · Las Vegas, NV
ROSTEN CAPITAL INVESTMENTS LLC · LAS VEGAS, NV

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