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353 N. Clark St, Chicago, IL 60654 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2013-01-03 |
| TX | RA | APPROVED_RES | 2013-01-03 |
| IL | RA | APPROVED | 2006-03-21 |
Branch Locations
610 Central Avenue Suite 200, Highland Park, IL 60035 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mesirow Financial, Inc. | Highland Park | IL | 12/1998 | Present |
1). Member, Italian Amer. Chamber of Commerce Member, Italian Amer. Political Coalition; 2) Northwest Suburban Estate Planning Council; Not Investment related; PO Box 178267 Chicago, IL 60617; Non- for profit group of CFPs, CPAs and Attorneys who meet to discuss Estate Planning issues; Co-President; start date: 01/01/2026; 5 hours/ month; 1 hour during securities trading hours; duties: help find speakers, market the meetings, find new members.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-08 |
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