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990 Stewart Avenue Suite 190, Garden City, NY 11530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-03 |
Branch Locations
990 Stewart Avenue Suite 190, Garden City, NY 11530 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Garden City | NY | 09/2005 | 06/2018 |
| Purshe Kaplan Sterling Investments, Inc | Albany | NY | 06/2018 | Present |
| Stephen J Garry & Associates, Llc | Garden City | NY | 06/2018 | Present |
1. Stephen J Garry & Associates, LLC. Investment Related. At registered Location. RIA. Owner. 160 Hrs/Mo; All During Trading Hours. Investment Advice and Financial Planning. 2. PKS Financial. Investment Related. 80 State St, Albany, NY 12207. Insurance. Agent. 05/2018. 10 Hrs/Mo; 1 Hr During Trading Hours. Insurance and Annuity Sales. 3. Fixed Insurance. Investment Related. At registered Location. Insurance. Agent. 07/2018. 5 Hrs/Mo; 1 Hr During Trading Hours. Selling Life Insurance and Fixed Annuities. 4. Main Street Planning Group. Investment Related - Yes. At registered location. Insurance. Agent. 8/30/2023. 4 hours/mo. 4 hours/mo during traditional us market hours. Selling Fixed Insurance products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-01-03 |
| S63 | Uniform Securities Agent State Law Examination | 1990-07-19 |
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