Stephen Joseph Garry

Employer firm

Stephen J. Garry & Associates, LLC CRD 295068

$143M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 06/2018
  Ameriprise Financial Services, Inc.
  Garden City, NY
• 06/2018 → Present
  Purshe Kaplan Sterling Investments, Inc
  Albany, NY
• 06/2018 → Present
  Stephen J Garry & Associates, Llc
  Garden City, NY

Other Businesses

1. Stephen J Garry & Associates, LLC. Investment Related. At registered Location. RIA. Owner. 160 Hrs/Mo; All During Trading Hours. Investment Advice and Financial Planning. 2. PKS Financial. Investment Related. 80 State St, Albany, NY 12207. Insurance. Agent. 05/2018. 10 Hrs/Mo; 1 Hr During Trading Hours. Insurance and Annuity Sales. 3. Fixed Insurance. Investment Related. At registered Location. Insurance. Agent. 07/2018. 5 Hrs/Mo; 1 Hr During Trading Hours. Selling Life Insurance and Fixed Annuities. 4. Main Street Planning Group. Investment Related - Yes. At registered location. Insurance. Agent. 8/30/2023. 4 hours/mo. 4 hours/mo during traditional us market hours. Selling Fixed Insurance products.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-01-03
• S63 Uniform Securities Agent State Law Examination
  1990-07-19

Designations

• Certified Financial Planner
• Chartered Financial Consultant