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328 Newman Springs Road, Red Bank, NJ 07701 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2012-08-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Garden State Securities, Inc. | Manalapan | NJ | 09/1998 | Present |
1) GARDEN STATE INSURANCE AGENCY, INC. OWNER - LESS THAN 10 HOURS A MONTH. 2) LIFE/HEALTH INSURANCE LICENSE. 3)INSTITUTE OF BUSINESS AND FINANCE, SAN DIEGO, CA. BOARD OF DIRECTORS. PHONE NUMBER: 800-848-2029. HELP CREATE AND ADVISE ON EDUCATIONAL ITINERARY, NOT INVESTMENT RELATED. <3 HOURS/MONTH, NO COMPENSATION. 4) POWER PIVOT TRAINER, NOT INVESTMENT RELATED, 20% OWNER, LESS THAN 10 HOURS/MONTH, NO COMPENSATION. 5) HOLLAND RIDGE CAPITAL, OFFICER, 1-2 HRS A DAY DURING SECURITIES TRADING HOURS, EXPLORE OPPORTUNITIES FOR PRIVATE INVESTMENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 1990-11-21 |
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