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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2003-05-08 |
| TX | RA | APPROVED_RES | 2002-01-16 |
Branch Locations
6161 Perkins Rd Ste 1A, Baton Rouge, LA 70808-4119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Baton Rouge | LA | 01/2002 | Present |
1. 5/7/2002 - THOMAS R. MEADOR INC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 2/7/2019 - La Capitol Federal Credit Union - DBA: La Capitol Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/16/2018 - 80 Hours Per Month During Securities Trading. 3. 3/11/2021 - P&M (Not established yet) - Investment Related - Costa Rica - Real Estate Rental - Start Date: 04/01/2021 - 0 Hours Per Month - No services will be provided as this will be a passive vacation rental in Costa Rica. 4. 03/09/2022 - Royal Charters - Not Investment Related - Home Based - Other - Boat charter - Start Date - 03/15/2022 - 1 Hours Per Month/0 Hours During Securities Trading. 5. 03/23/2026 - Longleaf POA - Non-Profit Board Member - Not Investment Related - St Francisville, LA - Start Date 02/09/2026 - 2 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-08-06 |
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