Timothy John Brockmann

Current Employers

Employment History

• 06/2005 → 05/2019
  Capital Financial Services, Inc.
  Minot, ND
• 05/2019 → 01/2024
  Woodbury Financial Services Inc
  Fort Atkinson, WI
• 01/2024 → Present
  Osaic Wealth, Inc.
  Fort Atkinson, WI

Previous Registrations

• 2019-05-03 → 2024-01-19
  Woodbury Financial Services, Inc.
  Fort Atkinson, WI
  Naples, FL
  Fort Atkinson, WI
• 2016-04-07 → 2019-05-03
  Capital Financial Services, Inc.
  Fort Atkinson, WI
  Fort Atkinson, WI
  Minot, ND
  Minot, ND

Other Businesses

1. BURR OAK PROPERTIES, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 4 START DATE: 05/25/2013 ADDRESS: W7130 POND RD, FORT ATKINSON WI 53538, United States DESCRIPTION: We own several rental properties. We have a property manager manage them. 2. TENACITY ADVISORY GROUP, INC POSITION: Affiliated Advisor NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2019 ADDRESS: 2700 Vernon Dr, Green Bay WI 54304, United States DESCRIPTION: Share best practices 3. BROCKMANN FINANCIAL SERVICES, LLC POSITION: Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 8 START DATE: 07/30/1990 ADDRESS: 904 MADISON AVE, FORT ATKINSON WI 53538, United States DESCRIPTION: Fixed insurance sales. 4. FAITH COMMUNITY CHURCH POSITION: Deacon NATURE: Sharing the Gospel of Jesus. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 4 START DATE: 06/10/2025 ADDRESS: W5949 Hackbarth Rd, Fort Atkinson WI 53538, United States DESCRIPTION: Helping and assisting church members.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-03-29
• S63 Uniform Securities Agent State Law Examination
  1990-08-20