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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2018-10-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Walnut Street Securities, Inc. | W Des Moines | IA | 06/1990 | Present |
| Broker Dealer Financial Services Corp. | West Des Moines | IA | 01/2001 | Present |
| Cambridge Investment Research, Inc. | West Des Moines | IA | 10/2018 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2018 | Present |
| Investment Advisors Corp | West Des Moines | IA | 02/2006 | 10/2018 |
1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 30/TRADING. 10/20/18. 2.KYLE ELLINGSON, DBA CAPITAL FINANCIAL PLANNING, 545 5TH ST, WEST DES MOINES, IA, 09/21/2021, Insurance Agent, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 22 HR/MO - 11 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 1990-09-12 |
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