Best Investors Account Sign in

Michael James Alexander

LPl Financial LLC

West Des Moines, IA

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2019-03-01
  • IA RA
    APPROVED
    Since 2019-03-01

Branch Locations

2700 Westown Pkwy Ste 250, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vsr Financial Services, Inc. Overland Park KS 01/1994 09/2016
Vsr Advisory Services Overland Park KS 08/2007 09/2016
Alexander Investment Services, Inc Des Moines IA 01/1994 Present
Summit Brokerage Services, Inc. Windsor Heights IA 09/2016 03/2019
Summit Financial Group Inc Boca Raton FL 09/2016 03/2019
Lpl Financial, Llc Des Moines IA 03/2019 Present
  • 01/1994 → 09/2016
    Vsr Financial Services, Inc.
    Overland Park, KS
  • 08/2007 → 09/2016
    Vsr Advisory Services
    Overland Park, KS
  • 01/1994 → Present
    Alexander Investment Services, Inc
    Des Moines, IA
  • 09/2016 → 03/2019
    Summit Brokerage Services, Inc.
    Windsor Heights, IA
  • 09/2016 → 03/2019
    Summit Financial Group Inc
    Boca Raton, FL
  • 03/2019 → Present
    Des Moines, IA
Previous Registrations
  • 2016-09-02 → 2019-03-08
    Summit Financial Group Inc
    Windsor Heights, IA
  • 2003-02-07 → 2016-09-01
    Vsr Financial Services, Inc.
    West Des Moines, IA
    Windsor Heights, IA
    Overland Park, KS
    Dripping Springs, TX
    West Des Moines, IA
    Overland Park, KS
  • 1999-01-01 → 2003-02-07
    The Masters, Inc.
    W Des Moines , IA
Other Businesses

1) 09/01/1996 - DBA for LPL Business (entity for LPL business) - Alexander Investment Services, Inc. - 100% - INVESTMENT RELATED - WINDSOR HEIGHTS, IA 50324 2) 04/10/2026 - Ash Insurance Services - Non-Variable Insurance - INVESTMENT RELATED - At Reported Business Location(s) - Start Date 09/01/1996 - 5 hours per month/ 1 hour during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-08-03
  • S63 Uniform Securities Agent State Law Examination
    1990-08-03
Other Names
  • Mike Alexander

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in West Des Moines, IA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor