Best Investors Account Sign in
Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-01-31
TX RA APPROVED_RES 2012-05-14
CA RA APPROVED 2002-08-21
  • TN RA
    APPROVED
    Since 2022-01-31
  • TX RA
    APPROVED_RES
    Since 2012-05-14
  • CA RA
    APPROVED
    Since 2002-08-21

Branch Locations

17291 Irvine Blvd, #255,, Tustin, CA 92780 • United States

Brentwood, TN • United States

3401 Mallory Lane Suite 400, Franklin, TN 37067 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Santa Ana CA 07/1997 Present
Nylife Securities Llc Santa Ana CA 07/1997 Present
Axiom Financial & Insurance Solutions Franklin TN 02/2012 Present
R. H. Morris Insurance And Financial Services Tustin CA 03/2017 09/2018
Eagle Strategies Llc Santa Ana CA 08/2002 Present
  • 07/1997 → Present
    New York Life Insurance Company
    Santa Ana, CA
  • 07/1997 → Present
    Nylife Securities Llc
    Santa Ana, CA
  • 02/2012 → Present
    Axiom Financial & Insurance Solutions
    Franklin, TN
  • 03/2017 → 09/2018
    R. H. Morris Insurance And Financial Services
    Tustin, CA
  • 08/2002 → Present
    Santa Ana, CA
Other Businesses

[Insurance Brokering; Appointed with outside carriers for the purpose of SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS through dba AXIOM FINANCIAL & INSURANCE SOLUTIONS; investment related; start date 02/2012] [NYLARC Holding Company, Inc.; Reinsuring the life insurance I write with New York Life; 51 Madison Avenue New York, NY 10010; Start Date 12/2012; Role/Title: Shareholder; Investment Related; 1 hours per month; 0 hours per month during securities trading hours][Property and Casualty Sales; Appointed with outside carriers for the purpose of brokering property and casualty products.; 5 Winged Foot Pl. Brentwood, TN. 37027; Start Date 12/2025; Role/Title: Owner; Investment Related; 5 hours per month; 0 hours per month during securities trading hours]

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-05
S63 Uniform Securities Agent State Law Examination 1997-11-04
  • S66 Uniform Combined State Law Examination
    2002-08-05
  • S63 Uniform Securities Agent State Law Examination
    1997-11-04

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Tustin, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor