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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-01-31 |
| TX | RA | APPROVED_RES | 2012-05-14 |
| CA | RA | APPROVED | 2002-08-21 |
Branch Locations
17291 Irvine Blvd, #255,, Tustin, CA 92780 • United States
Brentwood, TN • United States
3401 Mallory Lane Suite 400, Franklin, TN 37067 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Santa Ana | CA | 07/1997 | Present |
| Nylife Securities Llc | Santa Ana | CA | 07/1997 | Present |
| Axiom Financial & Insurance Solutions | Franklin | TN | 02/2012 | Present |
| R. H. Morris Insurance And Financial Services | Tustin | CA | 03/2017 | 09/2018 |
| Eagle Strategies Llc | Santa Ana | CA | 08/2002 | Present |
[Insurance Brokering; Appointed with outside carriers for the purpose of SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS through dba AXIOM FINANCIAL & INSURANCE SOLUTIONS; investment related; start date 02/2012] [NYLARC Holding Company, Inc.; Reinsuring the life insurance I write with New York Life; 51 Madison Avenue New York, NY 10010; Start Date 12/2012; Role/Title: Shareholder; Investment Related; 1 hours per month; 0 hours per month during securities trading hours][Property and Casualty Sales; Appointed with outside carriers for the purpose of brokering property and casualty products.; 5 Winged Foot Pl. Brentwood, TN. 37027; Start Date 12/2025; Role/Title: Owner; Investment Related; 5 hours per month; 0 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-04 |
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