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Tommy Joe Scroggins

Ameriprise Financial Services, LLC

Clayton, MO

Saint Louis, MO

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2009-10-05
TX RA APPROVED_RES 2009-10-05
  • MO RA
    APPROVED
    Since 2009-10-05
  • TX RA
    APPROVED_RES
    Since 2009-10-05

Branch Locations

7733 Forsyth Blvd Ste 950, Clayton, MO 63105 • United States

Saint Louis, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Advisor Services Clayton MO 03/2009 03/2020
Ameriprise Financial Services, Inc. Clayton MO 10/2009 03/2020
Ameriprise Financial Services, Llc Clayton MO 03/2020 Present
  • 03/2009 → 03/2020
    Ameriprise Advisor Services
    Clayton, MO
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Clayton, MO
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Clayton, MO
Previous Registrations
  • 2009-03-11 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Clayton, MO
  • 1995-11-01 → 2009-04-01
    Citigroup Global Markets Inc.
    St. Louis, MO
    Clayton, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-09-28
S63 Uniform Securities Agent State Law Examination 1990-07-03
  • S65 Uniform Investment Adviser Law Examination
    1992-09-28
  • S63 Uniform Securities Agent State Law Examination
    1990-07-03
Other Names
  • Joe Scroggins

View on SEC IAPD

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Other Offices

SINNET CAPITAL MANAGEMENT, LLC · CLAYTON, MO
PARKSIDE ADVISORS LLC · CLAYTON, MO
LPL ENTERPRISE, LLC · CLAYTON, MO
LPL ENTERPRISE, LLC · ST. LOUIS, MO
SIXTHIRTY VENTURES · CLAYTON, MO
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CLAYTON, MO
FOCUS PARTNERS WEALTH, LLC · ST. LOUIS, MO
FOCUS PARTNERS WEALTH, LLC · CLAYTON, MO

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