Michael Eugene Toner

Janney Montgomery Scott LLC

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Current Employers

Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-09-07
DE	RA	APPROVED	2017-03-16

TX RA
APPROVED_RES

Since 2017-09-07
DE RA
APPROVED

Since 2017-03-16

Branch Locations

20 Montchanin Road Suite 120, Greenville, DE 19807 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Wilmington	DE	02/2010	02/2017
Janney Montgomery Scott Llc	Greenville	DE	02/2017	Present

02/2010 → 02/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wilmington, DE
02/2017 → Present

Janney Montgomery Scott Llc

Greenville, DE

Previous Registrations

2010-02-05 → 2017-02-17

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wilmington, DE
2009-06-01 → 2010-02-09

Morgan Stanley

Greenville, DE
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Greenville, DE
2007-02-02 → 2007-04-02

Morgan Stanley Dw Inc.

Greenville, DE
2002-08-16 → 2007-02-12

Citigroup Global Markets Inc.

Wilmington, DE

Wilmington, DE
1999-05-28 → 2002-08-28

Wells Fargo Clearing Services, Llc

Kennett Square, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-02-28
S63	Uniform Securities Agent State Law Examination	1991-01-15

S65 Uniform Investment Adviser Law Examination

1994-02-28
S63 Uniform Securities Agent State Law Examination

1991-01-15

Other Names

Mike Toner
Michael Eugene Toner

View on SEC IAPD

Other Firms

SPEARHEAD ADMINISTRATIVE SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LPL FINANCIAL LLC

WELLS FARGO CLEARING SERVICES, LLC

MARVIN & PALMER ASSOCIATES

COMMONWEALTH FINANCIAL NETWORK

Other Investors

David Cook Reynolds

Patrick Edward Walsh

Alyson Renee Kest

Mark P Hamilton

Kevin Osmar Noguez Ochoa

Aaron Christopher Leonard

MICHAEL THOMAS FARQUHARSON

JEANNE ELIZABETH GRIFFITH

Other Offices

SPEARHEAD ADMINISTRATIVE SERVICES, LLC · GREENVILLE, DE

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WILMINGTON, DE

EDWARD JONES · Greenville, DE

LPL FINANCIAL LLC · WILMINGTON, DE

WELLS FARGO CLEARING SERVICES, LLC · GREENVILLE, DE

MARVIN & PALMER ASSOCIATES · WILMINGTON, DE

COMMONWEALTH FINANCIAL NETWORK · Wilmington, DE

&PARTNERS · Wilmington, DE

More in Greenville, DE

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