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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-04 |
| CA | RA | APPROVED | 1997-07-08 |
Branch Locations
733 Marsh Street Suite 100, San Luis Obispo, CA 93401 • United States
900 Chapala St. Suite 100, Santa Barbara, CA 93101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | San Luis Obispo | CA | 01/1995 | Present |
| Charles Schwab Bank | San Luis Obispo | CA | 02/2005 | Present |
1) REOC - Revenue Enhancement Oversight Commission|Investment Related:No|City of San Luis Obispo;San Luis Obispo;CA;93401;USA|Government|Commission member|2020-09-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Reviewing and making budget recommendations directly to city council regarding expenditures from the essential services transactions and use tax, and reporting annually to the community on the city's use of these tax revenues 2) Pale Kai Outrigger|Investment Related:No|Sports/Physical Recreation|President|2025-01-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Preside over all meetings, responsible for daily decision making, represent the club in all official community matters.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-07-23 |
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