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Dana Matthew Jacobs

Morgan Stanley

El Segundo, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-23
CA RA APPROVED 2015-06-11
  • TX RA
    APPROVED_RES
    Since 2020-04-23
  • CA RA
    APPROVED
    Since 2015-06-11

Branch Locations

2141 Rosecrans Avenue Suite 3100, El Segundo, CA 90245 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley El Segundo CA 06/2015 Present
Morgan Stanley Private Bank, National Association New York NY 07/2015 Present
  • 06/2015 → Present
    Morgan Stanley
    El Segundo, CA
  • 07/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2010-05-28 → 2015-06-25
    Barclays Capital Inc.
    Los Angeles, CA
  • 2007-12-06 → 2010-06-11
    Hsbc Securities (Usa) Inc.
    Beverly Hills, CA
    Beverly Hills, CA
    Los Angeles, CA
    Los Angeles, CA
    Beverly Hills, CA
  • 2003-01-17 → 2005-04-08
    Credit Suisse Securities (Usa) Llc
    Los Angeles, CA
  • 1997-07-08 → 2003-01-17
    Pershing Llc
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-22
S63 Uniform Securities Agent State Law Examination 1990-07-20
  • S66 Uniform Combined State Law Examination
    2002-01-22
  • S63 Uniform Securities Agent State Law Examination
    1990-07-20
Other Names
  • Dana M Jacobs

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA
WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · EL SEGUNDO, CA
SOLACE CAPITAL PARTNERS, L.P. · EL SEGUNDO, CA
STRANDVIEW CAPITAL, LLC · EL SEGUNDO, CA
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