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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-09-29 |
| UT | RA | APPROVED | 1991-12-23 |
Branch Locations
7440 S Creek Rd Ste 200, Sandy, UT 84093 • United States
Salt Lake City, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Sandy | UT | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Sandy | UT | 03/2020 | Present |
Business Ownership; Green Wave Products LLC; Minority owner; ; 718 Fernleaf Ave. Corona Del Mar Ca 92625, ,; Not Investment-Related; 04/01/2018; 0 hours per month; 0 during trading hours / Creek Road LLC; ; This is an LLC that exists for the sole purpose of binding the other Financial Advisors in our office together for leasing office space and equipment; 7440 S. Creek Road, Suite 200Sandy Utah 84093, ,; ; ; 0 hours per month; / Alta Management Group, LLC; Co-owner; Manage Ameriprise Business; 7440 E. Creek Road, Suite 200, , Sandy, UT, 84093; Not Investment-Related; 03/31/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Knights of Columbus; Financial Secretary; 3015 E. Creek Rd, , Sandy, UT, 84093; Not Investment-Related; 09/30/2021; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Alta Management Group, LLC; Co-owner; Manage advisory business; 7440 E. Creek Road, Suite 200, , Sandy, UT, 84093; Investment-Related; 07/15/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Weight Watchers of Salt Lake City; I am joining a group of individuals that will act as a Advisory Board to the current President of Weight Watchers of Salt Lake City. This Advisory Board will assist the acting President to address the strategic and business planning for the company for the 2014 calendar year. This is not a Board of Directors. This is not a policy making board. Weight Watchers of Salt Lake City is a franchise operation of Weight Watchers International. It operates in the state of Utah as an S Corporation and all shares are owned privately. This is not a publically trading company. Meetings are scheduled quarterly, but may be needed monthly during the first quarter of 2014. Meetings are scheduled at the Weight Watchers business location and are meant to last two hours.; 797 E. Winchester St., Suit #1 Murray, Utah 84107, ,; ; 12/01/2013; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 1990-06-25 |
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