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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2010-05-28
  • NH RA
    APPROVED
    Since 2010-05-28

Branch Locations

5 Bedford Farms Fl 3, Bedford, NH 03110-6531 • United States

Chelmsford, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bedford NH 05/2010 03/2020
Ameriprise Financial Services, Llc Bedford NH 03/2020 Present
Previous Registrations
  • 2009-06-01 → 2010-06-07
    Manchester, NH
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Manchester, NH
    Nashua, NH
  • 2004-06-24 → 2007-04-02
    Morgan Stanley Dw Inc.
    Nashua, NH
    Nashua, NH
Other Businesses

Outside Employment; Mass Property Insurance Underwriting Assoc.; Insurance Broker -; Sell homeowners ins, service existing accounts and renewals.; Two Center Plaza, Boston , MA, ,; Not Investment-Related; 01/01/1987; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-23
S63 Uniform Securities Agent State Law Examination 1993-12-16
  • S66 Uniform Combined State Law Examination
    2004-06-23
  • S63 Uniform Securities Agent State Law Examination
    1993-12-16

View on SEC IAPD

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