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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2002-05-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Bangor | ME | 01/2002 | Present |
1. 3/14/2006 - NON-VARIABLE INSURANCE - AFLAC - SELLING AFLAC PRODUCTS TO THE EMPLOYEES OF THE BANK I WORK FOR. - TIME SPENT 5% - BANGOR, ME. 2. 5/15/2007 - OTHER-BANK - CAMDEN NATIONAL BANK - Financial Institution Duty * INV REL * AT REPORTED BUSINESS LOCATION(S) * BANK EMPLOYEE OF CAMDEN NATINAL BANK - TIME SPENT 100% - BANGOR, ME. 3. 2/20/2009 - NON-VARIABLE INSURANCE - INSURANCE - TIME SPENT 5% - BANGOR, ME. 4. 12/10/2010 - DBA ONLY - CAMDEN FINANCIAL CONSULTANTS - BANGOR, ME 5. 11/15/2017 - H&M Holdings - Investment Related - Home Based - Other-Business Owner - Co-Owner - Start Date 10/02/2017 - 5 Hours Per Month/0 During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-06-23 |
| S65 | Uniform Investment Adviser Law Examination | 1998-06-19 |
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