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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2005-08-19 |
| CA | RA | APPROVED | 2003-01-03 |
Branch Locations
370 Diablo Road, Suite #209, Danville, CA 94526 • United States
Alamo, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Walnut Creek | CA | 01/2003 | Present |
(1) 09/05/08 - DBA ONLY PERSEUS WEALTH, SELL FIXED LIFE, HEALTH, LTC, AND DISABILITY INSURANCE. (2) 04/22/2015 - NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - START 01/01/2000 - IFE, HEALTH, DISABILTY, LTC, FIXED ANNUITY. (3) 9/20/2018 - UC Berkeley - Investment Related - UC Berkeley Extension Campus San Francisco 425 Market St - Other-Teacher - Instructor/Teacher - Start Date 01/03/2019 - 8 Hours Per Month/0 Hours During Securities Trading - CFP courses in preparation for the CFP exams.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-10-12 |
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