John Charteris Thompson

Employer firm

Mma Securities LLC CRD 44254

10,839 advisory clients

Reported services (Item 5G)

• Pension consulting
• Selection of other advisers
• Educational seminars
• ADVISORY SERVICES TO RETIREMENT PLAN PARTICIPANTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2001 → 07/2022
  Fsc Securities Corporation
  Atlanta, GA
• 06/2011 → 01/2017
  J. Smith Lanier & Co.
  Johns Creek, GA
• 02/2017 → Present
  Marsh & Mclennan Agency, Llc
  Atlanta, GA
• 07/2022 → Present
  Mma Securities Llc
  Johns Creek, GA
• 07/2022 → Present
  Mma Asset Management Llc
  Conshohocken, PA

Previous Registrations

• 2003-01-21 → 2022-07-07
  Fsc Securities Corporation
  Atlanta, GA
  Johns Creek, GA
  Alpharetta, GA

Other Businesses

1. CORPORATE RIA, INVESTMENT RELATED; 11330 LAKEFIELD DRIVE, BLDG 1, SUITE 100, JOHNS CREEK, GA 30097; INVESTMENT ADVISOR REPRESENTATIVE, 2003, 50 HRS/ MONTH 2. TRUSTEE POSITION: Trustee NATURE: Trustee INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000 ADDRESS: 80 Arabian Avenue, Alpharetta GA 30004, United States DESCRIPTION: Write checks. 3. MARSH MCLENNAN AGENCY POSITION: Senior Vice President NATURE: Limited Liability Company (LLC) Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 240 SECURITIES TRADING HOURS: 240 START DATE: 06/01/2011 ADDRESS: Marsh McLennan Agency, 11330 Lakefield Drive, Johns Creek GA 30097, United States DESCRIPTION: Employee Benefits, Life, Disability Income & Long Term Care Insurance Sales

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-08-11
• S63 Uniform Securities Agent State Law Examination
  1990-08-02

Other Names

• Jack Thompson