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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-03-31 |
| IA | RA | APPROVED | 2011-09-07 |
Branch Locations
6701 Westown Pkwy Ste 200, West Des Moines, IA 50266 • United States
Urbandale, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Ins Co | West Des Moines | IA | 08/2011 | Present |
| Principal Securities Inc | West Des Moines | IA | 08/2011 | Present |
| Heartland Financial Resource Group | West Des Moines | IA | 10/2022 | Present |
FIXED INSURANCE POSITION: Registered Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 5 START DATE: 08/23/2011 ADDRESS: 6701 Westown Parkway, Suite 200, West Des Moines IA 50266, United States DESCRIPTION: Fixed insurance: life, disability, annuities, long term care, health, Medicare Supplements, group benefits.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 1991-01-24 |
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