Best Investors
Account
Sign in
Best Investors
Account
Sign in
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-10-05 |
| NY | RA | APPROVED | 2021-10-26 |
| FL | RA | APPROVED | 2019-02-21 |
| NJ | RA | APPROVED | 2013-09-06 |
| TX | RA | APPROVED | 2013-08-30 |
Branch Locations
1285 Avenue Of The Americas 19Th Floor, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 08/2013 | Present |
SILVER LABRADOR LLC / 33 WEST 67 ST. NEW YORK,NY 10023 / PARTNERSHIP/ REAL ESTATE / LLC TO HOLD A COMMERCIAL PROPERTY / MANAGING MEMBER / HOLD REAL ESTATE / START DATE 9/30/2011 2)33 WEST 67 OWNERS CORPORATION / NEW YORK,NY 10023 / COMPANY/ REAL ESTATE / MANAGE OUR CO-OP BUILDING / MEMBER OF BOARD OF DIRECTORS / / TREASURER / START DATE 12/3/2012
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 1990-05-29 |
Reach out to this advisor