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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2018-12-13 |
Branch Locations
350 N. Main Street Suite 106, Stillwater, MN 55082-7055 • United States
Plymouth, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Minneapolis | MN | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Minneapolis | MN | 11/2016 | 12/2018 |
| Rbc Capital Markets, Llc. | Minneapolis | MN | 12/2018 | Present |
(1) NAME OF ENTITY: Suburban Corvettes of Minnesota ADDRESS: P.O. Box 490231 Blaine, MN 55449 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: social club of Corvette owners CAPACITY: Treasurer START DATE: 12/01/2023 DUTIES: Track deposits and withdrawals on a monthly basis and balance account. Report to Club on monthly basis all activity in the account. Draft checks for Club expenses to be co-signed by Club President. HOURS DEVOTED PER MONTH: 1 hour per week. HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-02-07 |
| S65 | Uniform Investment Adviser Law Examination | 1997-02-03 |
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