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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-08-11 |
| TX | RA | APPROVED | 2025-08-11 |
Branch Locations
790 East Colorado Boulevard 510 [Satellite], Pasadena, CA 91101 • United States
225 Seven Farms Dr Ste 300, Charleston, SC 29492 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Encino | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Encino | CA | 11/2016 | 08/2025 |
| Wells Fargo Advisors Financial Network, Llc | Pasadena | CA | 08/2025 | Present |
SGC PRIVATE WEALTH ; INV RELATED; PASADENA ,CA; FINANCIAL ADVISOR / INVESTMENT ADVISOR;100% OWNERSHIP; START DATE: 08/11/2025; 160 HRS PER MONTH; 160 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-13 |
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