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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-11-21
  • PA RA
    APPROVED
    Since 2025-11-21

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

1126 E. State Street, Sharon, PA 16146 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 02/2018
Mml Investors Services, Llc Sharon PA 03/2017 02/2018
Cambridge Investment Research Inc. Fairfield IA 02/2018 11/2025
Lpl Financial Sharon PA 11/2025 Present
  • 07/2016 → 02/2018
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → 02/2018
    Sharon, PA
  • 02/2018 → 11/2025
    Cambridge Investment Research Inc.
    Fairfield, IA
  • 11/2025 → Present
    Lpl Financial
    Sharon, PA
Previous Registrations
  • 2018-02-26 → 2025-11-25
    Sharon, PA
    Pittsburgh, PA
  • 2017-03-25 → 2018-03-07
    Sharon, PA
  • 2007-09-18 → 2017-03-25
    Msi Financial Services, Inc.
    Sharon, PA
    Sharon, PA
    Baltimore, MD
    Huntingdon, PA
    Sharon, PA
    New Castle, PA
    Sharon, PA
    Sharon, PA
    Pittsburgh, PA
    Springfield, MA
    Springfield, MA
    Sharon, PA
    Meadville, PA
    Baltimore, MD
Other Businesses

1) 11/2025 - Dunnland LLC / Real Estate Rental / owner / Inv Related / 864 Highland Rd Sharon, PA 16146 / Start date 03/03/1997 - 2 Total Hours per month 2) 11/2025 - Creative One / advisor / Non-Variable Insurance / Inv Related / Overland Park KS 66211 / Start date 11/25/2025 - 1 Total Hours per month - 1 Total Hours per month during trading 3) 11/2025 - Thomas Financial Advisory Group / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 20 Total Hours per month - 20 Total Hours per month during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-05-07
  • S63 Uniform Securities Agent State Law Examination
    1990-05-07

View on SEC IAPD

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