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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-11-21 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
1126 E. State Street, Sharon, PA 16146 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | 02/2018 |
| Mml Investors Services, Llc | Sharon | PA | 03/2017 | 02/2018 |
| Cambridge Investment Research Inc. | Fairfield | IA | 02/2018 | 11/2025 |
| Lpl Financial | Sharon | PA | 11/2025 | Present |
1) 11/2025 - Dunnland LLC / Real Estate Rental / owner / Inv Related / 864 Highland Rd Sharon, PA 16146 / Start date 03/03/1997 - 2 Total Hours per month 2) 11/2025 - Creative One / advisor / Non-Variable Insurance / Inv Related / Overland Park KS 66211 / Start date 11/25/2025 - 1 Total Hours per month - 1 Total Hours per month during trading 3) 11/2025 - Thomas Financial Advisory Group / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 20 Total Hours per month - 20 Total Hours per month during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-05-07 |
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