Susan C Pokwatka

Current Employers

Employment History

• 11/2006 → Present
  Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
  Wheeling, WV
• 11/2016 → Present
  Founders Financial Alliance, Llc
  Wheeling, WV

Previous Registrations

• 2005-10-25 → 2006-11-30
  Cetera Wealth Services, Llc
  Wheeling, WV
  El Segundo, CA
• 2003-06-03 → 2005-10-25
  Blue Vase Securities, Llc
  Wheeling, WV
• 2002-05-02 → 2003-04-17
  Prudential Equity Group, Llc
  Wheeling, WV

Other Businesses

1. 6/9/2008 - Underwriters Brokerage Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - 20% TIME SPENT - INSURANCE BUSINESS THROUGH UNDERWRITERS BROKERAGE SERVICES. 2. 3/15/2017 - Founders Financial Alliance, LLC - DBA: (Hybrid) DeFranco Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 03/15/2017 - 160 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through Innovative Founders Financial Alliance, LLC an independent investment advisor firm. I started this business activity on 3/15/17. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 3/15/2017 - Founders Financial Alliance, LLC - DBA: (Hybrid) Founders Financial Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 03/15/2017 - 160 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through Innovative Founders Financial Alliance, LLC an independent investment advisor firm. I started this business activity on 3/15/17. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 3/20/2017 - DeFranco Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/15/2017 - 160 Hours Per Month/6 Hours During Securities Trading. 5. 3/28/2018 - SP Financial Consulting LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 03/30/17 - 50 Hours Per Month During Securities Trading. 6. 03/19/2026 - A Gift from her Garden. LLC - Direct Sales/ MLM - Not Investment Related - Bluffton, SC - Start Date 03/16/2026 - 40 hours per month/ 0 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-22
• S63 Uniform Securities Agent State Law Examination
  1994-06-15

Designations