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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-04-01 |
| VA | RA | APPROVED | 2011-04-01 |
Branch Locations
2011 Evelyn Byrd Ave, Harrisonburg, VA 22801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Harrisonburg | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Harrisonburg | VA | 11/2016 | Present |
ROCKINGHAM COUNTY ELECTORAL BOARD, NOT INVT RELATED, HARRISONBURG, VA, POLL WORKER, START DATE 6/8/2021, 8 HRS PER MONTH, 0 HRS DURING TRADING, SET UP POLL STATIONS AND CHECK IN VOTERS.;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-22 |
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