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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2008-01-18 |
| TX | RA | APPROVED_RES | 2008-01-18 |
Branch Locations
2700 Westown Pkwy Ste 405, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | West Des Moines | IA | 01/2008 | Present |
1. 8/22/2013 - Roger Jones Investments LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Legal Entity for Tax. Accounting Purposes Only. 2. 2/2/2017 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 02/17/2015 - 1 Hour Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 1990-05-31 |
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