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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2017-12-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| James Claroni - Group Benefits | Reading | MA | 09/1990 | Present |
| James Claroni - Tax Services | Reading | MA | 01/2009 | Present |
| Lpl Financial, Llc | Reading | MA | 12/2017 | Present |
| Salem Five Cent Savings Bank | Reading | MA | 12/2017 | Present |
1. 12/15/2017 - JAMES CLARONI - TAX SERVICES/ TAX PREP, ACCOUNTING, CPA/ 20%/ READING, MA 2. 12/15/2017 - JAMES CLARONI - GROUP BENEFIT SERVICES/ NON-VARIABLE INSURANCE/ 20%/ READING, MA 3. 05/02/2019 -Investment products and services are offered through LPL Financial LLC using the DBA/trade name Salem Five Investment Services - Investment related - At reported business location(s) 4. 3/24/2021 - Salem Five Wealth Management & Trust - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Start Date: 3/12/2021 - 40 Hours Per Month/2 Hours During Securities Trading - Manage both LPL Financial accounts and act as a relationship manager and/or business development officer to refer appropriate relationships to the trust/wealth management department of Salem Five. 5. 05/29/2024 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Salem Five Wealth Advisors - Investment Related - At Reported Business Location(s) - Start Date 05/28/2024 - 160 Hours Per Month/ 6 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-06-18 |
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