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James R Claroni

LPl Financial LLC

Woburn, MA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2017-12-22
  • MA RA
    APPROVED
    Since 2017-12-22

Branch Locations

443 Main Street, Woburn, MA 01801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
James Claroni - Group Benefits Reading MA 09/1990 Present
James Claroni - Tax Services Reading MA 01/2009 Present
Lpl Financial, Llc Reading MA 12/2017 Present
Salem Five Cent Savings Bank Reading MA 12/2017 Present
  • 09/1990 → Present
    James Claroni - Group Benefits
    Reading, MA
  • 01/2009 → Present
    James Claroni - Tax Services
    Reading, MA
  • 12/2017 → Present
    Reading, MA
  • 12/2017 → Present
    Salem Five Cent Savings Bank
    Reading, MA
Previous Registrations
  • 2013-05-06 → 2014-12-11
    Donegal Investment Advisors, Inc.
    Wellesley, MA
Other Businesses

1. 12/15/2017 - JAMES CLARONI - TAX SERVICES/ TAX PREP, ACCOUNTING, CPA/ 20%/ READING, MA 2. 12/15/2017 - JAMES CLARONI - GROUP BENEFIT SERVICES/ NON-VARIABLE INSURANCE/ 20%/ READING, MA 3. 05/02/2019 -Investment products and services are offered through LPL Financial LLC using the DBA/trade name Salem Five Investment Services - Investment related - At reported business location(s) 4. 3/24/2021 - Salem Five Wealth Management & Trust - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Start Date: 3/12/2021 - 40 Hours Per Month/2 Hours During Securities Trading - Manage both LPL Financial accounts and act as a relationship manager and/or business development officer to refer appropriate relationships to the trust/wealth management department of Salem Five. 5. 05/29/2024 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Salem Five Wealth Advisors - Investment Related - At Reported Business Location(s) - Start Date 05/28/2024 - 160 Hours Per Month/ 6 Hours During Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-06-18
  • S63 Uniform Securities Agent State Law Examination
    2018-06-18
Designations
Other Names
  • Jimmy Claroni
  • Jim Claroni
  • James Ralph Claroni

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