David Jay Grand

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 06/2013 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2008-01-01 → 2013-06-10
  Wells Fargo Clearing Services, Llc
  Clayton, MO
• 2005-08-04 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Clayton, MO
  Clayton, MO
  St. Louis, MO

Other Businesses

1) GRAND FINANCIAL ADVISORS, 130 S BEMISTON AVE, STE 508, CLAYTON, MO, 6/2013, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 5 HR/MO, 1 HR/MO TRADING. 2) GRAND FINANCIAL ADVISORS, 130 S BEMISTON AVE, STE 508, CLAYTON, MO, 6/2013, PRESIDENT/ENROLLED AGENT, NIR, 0 HR/MO, 0 HR/MO TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 06/2013, ADVISORY REP OF A RIA, INV REL, 120 HR/MO, 12 HR/MO TRADING. 4) GRAND FINANCIAL ADVISORS, 130 S Bemiston Ave Suite 508, Saint Louis MO 63105, 06/2013, President, DBA Name, NIR, 250 HR/MO, 140 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2005-08-02
• S63 Uniform Securities Agent State Law Examination
  1994-04-08

Designations

• Certified Financial Planner