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Brian James Fullerton

Avestar Capital, LLC

New York, NY

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Current Employers
Avestar Capital, Llc

400 Madison Avenue Floor 21, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-23
  • NY RA
    APPROVED
    Since 2024-10-23

Branch Locations

400 Madison Avenue Floor 21, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs New York NY 09/2015 09/2023
Avestar Capital New York NY 05/2024 Present
Sabbatical Princeton NJ 09/2023 05/2024
  • 09/2015 → 09/2023
    Goldman Sachs
    New York, NY
  • 05/2024 → Present
    Avestar Capital
    New York, NY
  • 09/2023 → 05/2024
    Sabbatical
    Princeton, NJ
Previous Registrations
  • 2003-05-30 → 2006-12-20
    Merrill Lynch Investment Managers Lp
    Plainsboro, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-12-15
S66 Uniform Combined State Law Examination 2003-05-02
  • S63 Uniform Securities Agent State Law Examination
    2015-12-15
  • S66 Uniform Combined State Law Examination
    2003-05-02
Designations

View on SEC IAPD

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