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120 West 45Th Street, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-08-08 |
| TX | RA | APPROVED | 2020-11-02 |
Branch Locations
120 West 45Th Street 14Th Floor, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | New York | NY | 09/2005 | 01/2017 |
| Seasons Of Advice Wealth Management Llc | New York | NY | 01/2017 | 11/2020 |
| Soa Wealth Advisors, Llc | New York | NY | 11/2020 | Present |
BUSINESS OWNERSHIP ; MD PRODUCTION; PRESIDENT; OIL & GAS EXPOLORATION; DALLAS, TEXAS 75231; 1-9 HRS PER MONTH. BOARDS OF DIRECTORS ; ART 21; ART21 IS A NOT FOR PROFIT 501(C)3 ORANIZATION; ART21 IS THE PRODUCER OF THE PEABODY AWARD WINNING TELEVISION SERIES, ART IN THE 21ST CENTURY; TRUSTEE; NYC, NY 10001; NO; SEPTEMBER 2014; 1-9 HRS PER MONTH; 0 DURING TRADING HRS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-09-27 |
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