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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2020-08-10 |
Branch Locations
77 Exchange St Ste 202, Bangor, ME 04401-6612 • United States
Orono, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Bangor | ME | 11/2010 | 07/2020 |
| Financial Advocates Investment Management | Bangor | ME | 12/2011 | 07/2020 |
| Ameriprise Financial Services Llc | Bangor | ME | 07/2020 | Present |
Independent Insurance Brokering; Martins Point; 04/01/2020; Medicare Supplement (A.M. Best Rating not required for this product type). Outside Employment; Outside Employment; College Hockey TV Analyst; Other; Alfond Arena, University of Maine, Orono, ME, 04469; Not Investment-Related; 10/12/2023; 0 during trading hours; 10 to 19 hours per month.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-08-15 |
| S65 | Uniform Investment Adviser Law Examination | 2001-02-08 |
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