Adam Lang Fetterman

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2020-12-07
TX	RA	APPROVED_RES	2020-12-04

FL RA
APPROVED

Since 2020-12-07
TX RA
APPROVED_RES

Since 2020-12-04

Branch Locations

1801 North Military Trail Suite 300, Boca Raton, FL 33431 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Boca Raton	FL	05/2008	12/2020
Morgan Stanley Smith Barney Llc	Boca Raton	FL	12/2020	Present
Morgan Stanley Private Bank, N.A	New York	NY	01/2021	Present

05/2008 → 12/2020

Ubs Financial Services Inc.

Boca Raton, FL
12/2020 → Present

Morgan Stanley Smith Barney Llc

Boca Raton, FL
01/2021 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2008-05-19 → 2020-12-15

Ubs Financial Services Inc.

Boca Raton, FL
2003-07-01 → 2008-05-15

Wells Fargo Clearing Services, Llc

Boca Raton, FL

Boca Raton, FL
2000-11-10 → 2003-07-01

Prudential Equity Group, Llc

Boca Raton, FL

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1992-05-07

S63 Uniform Securities Agent State Law Examination

1992-05-07

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

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