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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-02-24 |
| CA | RA | APPROVED | 1997-12-15 |
Branch Locations
6355 Topanga Canyon Blvd Ste 505, Woodland Hills, CA 91367 • United States
Ventura, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Woodland Hills | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Woodland Hills | CA | 03/2020 | Present |
Outside Employment; Stephanie Milner; Artist - I create paper art work, that I am paid for or given products to create with.; ; 238 Atherton Avenue, , Ventura, CA, 93004; Not Investment-Related; 04/30/2021; 20 to 39 hours per month; 0 during trading hours / AES; Float Crew - Supervising and managing the decoration of Rose Parade Floats.; ; 120 N. Aspan Ave, , Azusa, CA, 91702; Not Investment-Related; 12/04/2021; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-05-15 |
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