Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-09-03
TX RA APPROVED_RES 2024-05-08
CA RA APPROVED 2021-02-22
  • AZ RA
    APPROVED
    Since 2025-09-03
  • TX RA
    APPROVED_RES
    Since 2024-05-08
  • CA RA
    APPROVED
    Since 2021-02-22

Branch Locations

8028 Greenleaf Ave, Whittier, CA 90602 • United States

230 W Wilshire Ave, Fullerton, CA 92832 • United States

1871 N Kiowa Blvd, Lake Havasu City, AZ 86403 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Cuso Financial Services, Lp San Diego CA 08/2015 01/2021
Workers Credit Union Fitchburg MA 04/2019 01/2021
Santander Securities, Llc Dorchester MA 01/2021 01/2021
Santander Bank, Na Boston MA 01/2021 01/2021
Lpl Financial Llc North Highlands CA 02/2021 Present
Safe Credit Union North Highlands CA 02/2020 05/2025
Credit Union Of Southern California Whittier CA 05/2025 Present
  • 08/2015 → 01/2021
    Cuso Financial Services, Lp
    San Diego, CA
  • 04/2019 → 01/2021
    Workers Credit Union
    Fitchburg, MA
  • 01/2021 → 01/2021
    Dorchester, MA
  • 01/2021 → 01/2021
    Santander Bank, Na
    Boston, MA
  • 02/2021 → Present
    North Highlands, CA
  • 02/2020 → 05/2025
    Safe Credit Union
    North Highlands, CA
  • 05/2025 → Present
    Credit Union Of Southern California
    Whittier, CA
Previous Registrations
  • 2021-01-22 → 2021-02-02
    Concord, NH
    Boston, MA
    Hillsborough, NH
    Manchester, NH
    Merrimack, NH
  • 2015-08-05 → 2021-01-06
    Cuso Financial Services, L.P.
    Hemet, CA
    Rancho Mirage, CA
    Indio, CA
    Corona, CA
    Riverside, CA
    Riverside, CA
    Murrieta, CA
    San Diego, CA
    Fitchburg, MA
    Rancho Mirage, CA
    San Diego, CA
  • 2011-11-02 → 2015-08-05
    Palm Springs, CA
    Palm Springs, CA
    Rancho Mirage, CA
    San Diego, CA
    Rancho Mirage, CA
    Palm Desert, CA
  • 2006-11-03 → 2010-06-24
    Belmont, MA
    Belmont, MA
    Danvers, MA
    Winchester, MA
    Portsmouth, NH
    North Hampton, NH
    Lexington, MA
    Concord, MA
    Lexington, MA
    Lexington, MA
    Lexington, MA
  • 2000-09-05 → 2006-10-27
    Banc Of America Investment Services, Inc.
    Marblehead, MA
    Nashua, NH
    Londonderry, NH
    Manchester, NH
    Hudson, NH
    Marblehead, MA
Other Businesses

1) 02/22/2021 - SAFE Financial Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading. 2) 02/22/2021 - Real Estate Ebroker Inc - Investment Related - CARLSBAD, CA - Mortgage/Real Estate Services - Start Date:7/1/2016 - 0 Hrs/Mth - 0 Hrs During Trading. 3) 10/10/2024 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 09/17/2024 - 2 Hrs/Mth - 2 Hrs During Trading. 4) 06/23/2025 - SoCal Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:05/19/2025 - 0 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-04-28
S63 Uniform Securities Agent State Law Examination 1990-07-11
  • S65 Uniform Investment Adviser Law Examination
    1998-04-28
  • S63 Uniform Securities Agent State Law Examination
    1990-07-11
Designations
Other Names
  • Wayne Phillip Sellar
  • Wayne Philip Sellar

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Whittier, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor