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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-09-03 |
| TX | RA | APPROVED_RES | 2024-05-08 |
| CA | RA | APPROVED | 2021-02-22 |
Branch Locations
8028 Greenleaf Ave, Whittier, CA 90602 • United States
230 W Wilshire Ave, Fullerton, CA 92832 • United States
1871 N Kiowa Blvd, Lake Havasu City, AZ 86403 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuso Financial Services, Lp | San Diego | CA | 08/2015 | 01/2021 |
| Workers Credit Union | Fitchburg | MA | 04/2019 | 01/2021 |
| Santander Securities, Llc | Dorchester | MA | 01/2021 | 01/2021 |
| Santander Bank, Na | Boston | MA | 01/2021 | 01/2021 |
| Lpl Financial Llc | North Highlands | CA | 02/2021 | Present |
| Safe Credit Union | North Highlands | CA | 02/2020 | 05/2025 |
| Credit Union Of Southern California | Whittier | CA | 05/2025 | Present |
1) 02/22/2021 - SAFE Financial Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading. 2) 02/22/2021 - Real Estate Ebroker Inc - Investment Related - CARLSBAD, CA - Mortgage/Real Estate Services - Start Date:7/1/2016 - 0 Hrs/Mth - 0 Hrs During Trading. 3) 10/10/2024 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 09/17/2024 - 2 Hrs/Mth - 2 Hrs During Trading. 4) 06/23/2025 - SoCal Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:05/19/2025 - 0 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 1990-07-11 |
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