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John Samuel Dumond

Planmember Securities Corporation

Carpinteria, CA

Sewell, NJ

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Current Employers
Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-08-21
  • NJ RA
    APPROVED
    Since 2023-08-21

Branch Locations

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Sewell, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Questar Capital Corporation Minneapolis MN 10/2011 05/2019
Questar Asset Management Minneapolis MN 12/2013 05/2019
The Leaders Group, Inc. Littleton CO 04/2021 12/2022
Truchoice Minneapolis MN 09/2011 12/2022
Planmember Securities Corporation Carpinteria CA 08/2023 Present
Na - Unemployed Sewell NJ 01/2023 08/2023
  • 10/2011 → 05/2019
    Questar Capital Corporation
    Minneapolis, MN
  • 12/2013 → 05/2019
    Questar Asset Management
    Minneapolis, MN
  • 04/2021 → 12/2022
    The Leaders Group, Inc.
    Littleton, CO
  • 09/2011 → 12/2022
    Truchoice
    Minneapolis, MN
  • 08/2023 → Present
    Planmember Securities Corporation
    Carpinteria, CA
  • 01/2023 → 08/2023
    Na - Unemployed
    Sewell, NJ
Previous Registrations
  • 2021-04-07 → 2022-12-31
    Tlg Advisors, Inc.
    Summit, NJ
    Minneapolis, MN
  • 2014-03-05 → 2019-05-02
    Questar Asset Management, Inc.
    Minneapolis, MN
    Mount Laurel, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-26
S63 Uniform Securities Agent State Law Examination 2008-01-08
  • S66 Uniform Combined State Law Examination
    2014-02-26
  • S63 Uniform Securities Agent State Law Examination
    2008-01-08
Other Names
  • John Samuel Dumond

View on SEC IAPD

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Other Offices

PLANMEMBER ASSET MANAGEMENT CORPORATION · CARPINTERIA, CA
PLANMEMBER SECURITIES CORPORATION · Carpinteria, CA
PLANMEMBER SECURITIES CORPORATION · Carpinteria, CA
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