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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-04-28
NY RA APPROVED 2021-05-18
CT RA APPROVED 2010-04-28
  • NC RA
    APPROVED
    Since 2026-04-28
  • NY RA
    APPROVED
    Since 2021-05-18
  • CT RA
    APPROVED
    Since 2010-04-28

Branch Locations

1345 Avenue Of The Americas, New York, NY 10105 • UNITED STATES

Lebanon, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Distributors, Llc Farmington CT 09/2012 06/2020
Equitable Distributors, Llc Charlotte NC 09/2012 Present
  • 09/2012 → 06/2020
    Axa Distributors, Llc
    Farmington, CT
  • 09/2012 → Present
    Equitable Distributors, Llc
    Charlotte, NC
Other Businesses

1) Legal name of business: Kahal Family Vineyards LLC 2) Is the business investment related: No 3) Nature of business: Agricultural - 80 acre parcel with 22 acres of wine grapes. In addition we are a small production Winery producing less than 1000 cases of wine and distributing direct to consumers nationwide. All sales are done through our website. We are exploring small distributors relationship to sell our wine to restaurants. 2019 sales expected to be 50 to 100 cases of wine with Revenues between $15,000 and $30,000. I am not involved in the business day to day as my wife is the managing partner and handles all operations. 4) Title or position held: Member 5) Ownership interest: LLC - Other owner: wife, Shawn Kahal 6) Address of business: Indian Valley Road, San Miguel, CA 7) Start date: September 2016 - Winery Licensed July 9, 2019 8) Does the business maintain a web address: kahalfamilyvineyards.com 9) Number of hours devoted to business: 1 per week 10) Number of hours devoted during trading hours: 0 11) Type of compensation: Lease income 12) Amount of compensation received or expected: $0 13) Do you plan to solicit investors: No

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-30
S63 Uniform Securities Agent State Law Examination 1990-09-05
  • S65 Uniform Investment Adviser Law Examination
    1998-11-30
  • S63 Uniform Securities Agent State Law Examination
    1990-09-05

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