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Claud Arthur Haws

Mercer Global Advisors Inc.

Denver, CO

Franklin, TN

CRD 2051664

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Employer firm

Mercer Global Advisors Inc. CRD 147363

$84.4B regulatory AUM 87 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2023-08-21
TX RA APPROVED 2023-08-21
TN RA APPROVED 2022-02-17
  • LA RA
    APPROVED
    Since 2023-08-21
  • TX RA
    APPROVED
    Since 2023-08-21
  • TN RA
    APPROVED
    Since 2022-02-17

Branch Locations

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

412 Main Street Suite 200, Franklin, TN 37064 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hawsgoodwin Investment Management, Llc Franklin TN 11/2012 12/2021
Purshe Kaplan Sterling Investments, Inc. Albany NY 11/2012 10/2020
Mercer Global Advisors Inc. Franklin TN 01/2022 12/2025
Mercer Global Advisors Inc. Franklin TN 01/2026 Present
Previous Registrations
Other Businesses

1. HG Main Street Partners; Investment-related; 412 Main Street, Franklin, TN 37064; Real estate investment company; Partner / Part-Owner; 12/31/2021; 4hrs. per month; 0 hrs. per month; Real estate investment company.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-06
S63 Uniform Securities Agent State Law Examination 1990-04-23
  • S66 Uniform Combined State Law Examination
    2003-06-06
  • S63 Uniform Securities Agent State Law Examination
    1990-04-23
Designations
  • Certified Financial Planner
Other Names
  • Claud Arthur Haws
  • Art Haws
  • Claud Arthur Haws
  • C. Arthur Haws

View on SEC IAPD

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