Robert Matthew Quinlan

Current Employers

Employment History

• 01/2009 → 11/2019
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 11/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2014-01-09 → 2019-11-19
  Osaic Services, Inc.
  Winona, MN

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 10/2019 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: QUINLAN INSURANCE AND FINANCIAL SERVICES, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: LIFE AND HEALTH INSURANCE START DATE: 01/2001 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 3 BRIEF DESCRIPTION OF DUTIES: OWNER - SELL INSURANCE 3. NAME OF OTHER BUSINESS: ADVISOR SQUARE FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ADVISORY SERVICES / ESTATE & FINANCIAL PLANNING / INSURANCE & INVESTMENT SALES; START DATE: 11/2019; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 1-2; APX NUMBER OF HOURS DURING TRADING HOURS: 1-2; BRIEF DESCRIPTION OF DUTIES: SOLICIT SALES, CLIENT MARKETING AND SERVICES; 4. NAME OF OTHER BUSINESS: WINONA COMMUNITY FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 111 RIVERFRONT SUITE 2E WINONA, MN 55987; NATURE OF BUSINESS: NON PROFIT; START DATE: 05/2024; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ATTEND BOARD MEETINGS;

Exams

• S66 Uniform Combined State Law Examination
  2004-03-25
• S63 Uniform Securities Agent State Law Examination
  1990-05-04

Designations

Other Names

• Bob Quinlan