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Janae Nicole Winner

Ubs Financial Services Inc.

Boulder, CO

Denver, CO

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-02-24
TX RA APPROVED_RES 2021-05-05
CO RA APPROVED 2018-08-20
  • CA RA
    APPROVED
    Since 2023-02-24
  • TX RA
    APPROVED_RES
    Since 2021-05-05
  • CO RA
    APPROVED
    Since 2018-08-20

Branch Locations

1801 13Th Street, Boulder, CO 80302 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stive Prepatory School - Rise Denver CO 06/2017 06/2018
Ubs Financial Services, Inc. Denver CO 06/2018 Present
Unemployed Guatemala City 03/2015 05/2017
  • 06/2017 → 06/2018
    Stive Prepatory School - Rise
    Denver, CO
  • 06/2018 → Present
    Ubs Financial Services, Inc.
    Denver, CO
  • 03/2015 → 05/2017
    Unemployed
    Guatemala City
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-20
S63 Uniform Securities Agent State Law Examination 2006-09-26
  • S66 Uniform Combined State Law Examination
    2018-08-20
  • S63 Uniform Securities Agent State Law Examination
    2006-09-26
Other Names
  • Janae Nicole Winner
  • Janae Nicole Rusin

View on SEC IAPD

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Other Offices

RBC CAPITAL MARKETS, LLC · BOULDER, CO
UBS FINANCIAL SERVICES INC. · Boulder, CO
ROBERT W. BAIRD & CO. INCORPORATED · Boulder, CO
J.P. MORGAN SECURITIES LLC · BOULDER, CO
MORGAN STANLEY · Boulder, CO
ENDEAVOR PRIVATE WEALTH, INC. · BOULDER, CO
ENDEAVOR PRIVATE WEALTH, INC. · Boulder, CO
WELLS FARGO CLEARING SERVICES, LLC · BOULDER, CO

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