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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-07-27 |
| FL | RA | APPROVED | 2018-11-02 |
Branch Locations
2937 Sw 27Th Ave Suite 106, Coconut Grove, FL 33133 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock Financial Services | Miami | FL | 09/2004 | 10/2018 |
| Royal Alliance Associates, Inc. | Coconut Grove | FL | 11/2018 | Present |
1. SIGNATURE FINANCIAL SOLUTIONS POSITION: Insurance Broker NATURE: LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/15/2012 ADDRESS: 2937 SW 27th Avenue, Suite 106, Coconut Grove FL 33133, United States DESCRIPTION: Sales of fixed insurance 2. THE PARTNERS NETWORK POSITION: Other NATURE: Inc. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2014 ADDRESS: 7700 W Camino Real, Suite 300, Boca Raton FL 33433, United States DESCRIPTION: Silent company owned by Managing Partner used to pay John Hancock commissions. 3. SIGNATURE FINANCIAL SOLUTIONS POSITION: Financial Planner conducting securities, investment advisory and insurance business under this business name NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/01/2012 ADDRESS: 2937 SW 27th Avenue, Suite 106, Coconut Grove FL 33133, United States DESCRIPTION: Sales and marketing of financial plans conducting securities, investment advisory and insurance business under this business name 4. GRADUATE ASSOCIATION OF PHI GAMMA DELTA AT FLORIDA INTERNATIONAL UNIVERSITY, INC. POSITION: President NATURE: Non-profit Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/15/2007 ADDRESS: 201 ALHAMBRA CIRCLE, Suite 1060, Coral Gables FL 33134, United States DESCRIPTION: Maintain the structure of this volunteer board in the event that we choose to eventually offer student housing at some point in the future. This is an all-volunteer board that was created to support the leadership and academic development of FIU students.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 2005-09-30 |
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