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Ashley Alexander O'KUrley

Osaic Wealth, Inc.

Coconut Grove, FL

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-27
FL RA APPROVED 2018-11-02
  • TX RA
    APPROVED
    Since 2023-07-27
  • FL RA
    APPROVED
    Since 2018-11-02

Branch Locations

2937 Sw 27Th Ave Suite 106, Coconut Grove, FL 33133 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Financial Services Miami FL 09/2004 10/2018
Royal Alliance Associates, Inc. Coconut Grove FL 11/2018 Present
  • 09/2004 → 10/2018
    John Hancock Financial Services
    Miami, FL
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    Coconut Grove, FL
Previous Registrations
  • 2006-02-21 → 2018-11-02
    Signator Investors, Inc.
    Coconut Grove, FL
    Miami, FL
Other Businesses

1. SIGNATURE FINANCIAL SOLUTIONS POSITION: Insurance Broker NATURE: LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/15/2012 ADDRESS: 2937 SW 27th Avenue, Suite 106, Coconut Grove FL 33133, United States DESCRIPTION: Sales of fixed insurance 2. THE PARTNERS NETWORK POSITION: Other NATURE: Inc. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2014 ADDRESS: 7700 W Camino Real, Suite 300, Boca Raton FL 33433, United States DESCRIPTION: Silent company owned by Managing Partner used to pay John Hancock commissions. 3. SIGNATURE FINANCIAL SOLUTIONS POSITION: Financial Planner conducting securities, investment advisory and insurance business under this business name NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/01/2012 ADDRESS: 2937 SW 27th Avenue, Suite 106, Coconut Grove FL 33133, United States DESCRIPTION: Sales and marketing of financial plans conducting securities, investment advisory and insurance business under this business name 4. GRADUATE ASSOCIATION OF PHI GAMMA DELTA AT FLORIDA INTERNATIONAL UNIVERSITY, INC. POSITION: President NATURE: Non-profit Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/15/2007 ADDRESS: 201 ALHAMBRA CIRCLE, Suite 1060, Coral Gables FL 33134, United States DESCRIPTION: Maintain the structure of this volunteer board in the event that we choose to eventually offer student housing at some point in the future. This is an all-volunteer board that was created to support the leadership and academic development of FIU students.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-02-07
S63 Uniform Securities Agent State Law Examination 2005-09-30
  • S65 Uniform Investment Adviser Law Examination
    2006-02-07
  • S63 Uniform Securities Agent State Law Examination
    2005-09-30
Designations
Other Names
  • Ashley Alexander Okurley

View on SEC IAPD

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