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3350 Virginia Street 2Nd Floor, Miami, FL 33133 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-03-01 |
| FL | RA | APPROVED | 2014-04-08 |
Branch Locations
3350 Virginia Street 2Nd Floor, Miami, FL 33133 • United States
350 Main Street B/2, Lakeville, CT 06039 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vizcaya Capital, Llc | Miami | FL | 12/2013 | Present |
1) 50% Owner of Vizcaya Capital Holdings; holding company for various investments; investment-related; approx 10 hours or less per month during trading hours. 2) Owner of Hemuna Corp., holding company for share of Vizcaya Capital, LLC; investment-related; negligible amount of time spent during trading hours. 3) Member of Vizcaya Lending Management and Vizcaya Private Lending, LLC; holding entities for a hedge fund; investment-related; approx 10 hours or less per month during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 2010-08-06 |
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