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Bertha Jones

Wells Fargo Advisors Financial Network, LLC

Coconut Grove, FL

CRD 3177264

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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-09-19
  • FL RA
    APPROVED
    Since 2022-09-19

Branch Locations

3350 Virginia Street Suite #223, Coconut Grove, FL 33133 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Fort Lauderdale FL 03/2010 11/2016
Wells Fargo Clearing Services, Llc Fort Lauderdale FL 11/2016 09/2022
Wells Fargo Advisors Financial Network, Llc Miami FL 09/2022 Present
Previous Registrations
  • 2013-11-18 → 2022-09-16
    Wells Fargo Clearing Services, Llc
    Coral Gables, FL
    Miami, FL
    Miami, FL
    Coral Gables, FL
    Fort Lauderdale, FL
    Palm Beach Gardens, FL
    Coral Gables, FL
    Palm Beach Gardens, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-12
S63 Uniform Securities Agent State Law Examination 1999-10-18
  • S66 Uniform Combined State Law Examination
    2013-11-12
  • S63 Uniform Securities Agent State Law Examination
    1999-10-18
Other Names
  • Berta Xiomara Sandino
  • Bertha Xyomara Jones

View on SEC IAPD

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BANYAN CONTINUATION FUND ADVISORS, LLC · MIAMI, FL
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