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Current Employers
Remotiv / Financial Soundings

3350 Virginia Street 2Nd Floor, Coconut Grove, FL 33133-5336 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-09-17
  • FL RA
    APPROVED
    Since 2021-09-17

Branch Locations

3350 Virginia Street 2Nd Floor, Coconut Grove, FL 33133-5336 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Soundings Investment Advisor, Llc Miami FL 07/2013 Present
  • 07/2013 → Present
    Financial Soundings Investment Advisor, Llc
    Miami, FL
Other Businesses

-BCKIM90 LLC -business is not investment-related -1541 Eryn Circle, Suwanee GA 30024 -IT Consulting -Owner -01/03/2024 for start date -60 hours/monthly -1 hour during trading hours -Provide Independent IT Consulting Services; Services are unrelated to securities, investment advice, or financial product sales.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-09-01
  • S65 Uniform Investment Adviser Law Examination
    2021-09-01

View on SEC IAPD

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