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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-06-14
TX RA APPROVED 2024-06-13
NY RA APPROVED 2021-05-26
  • FL RA
    APPROVED
    Since 2024-06-14
  • TX RA
    APPROVED
    Since 2024-06-13
  • NY RA
    APPROVED
    Since 2021-05-26

Branch Locations

6769 North Wickham Road, Suite B100, Melbourne, FL 32940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Hauppauge NY 07/2015 Present
  • 07/2015 → Present
    Stifel Nicolaus & Co Inc
    Hauppauge, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-12
S63 Uniform Securities Agent State Law Examination 1990-05-03
  • S66 Uniform Combined State Law Examination
    2024-06-12
  • S63 Uniform Securities Agent State Law Examination
    1990-05-03

View on SEC IAPD

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