Ronald Thomas Orr

Current Employers

A.G.P. / Alliance Global Partners

88 Post Road West 2Nd Floor, Westport, CT 06880 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-31

NY RA
APPROVED

Since 2021-08-31

Branch Locations

40 Wall Street, New York, NY 10005 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Oppenheimer & Co	Florham Park	NJ	11/2006	04/2019
Aegis Capital Corp	New York	NY	04/2019	05/2021
A.G.P. / Alliance Global Partners	New York	NY	05/2021	Present

11/2006 → 04/2019

Oppenheimer & Co

Florham Park, NJ
04/2019 → 05/2021

Aegis Capital Corp

New York, NY
05/2021 → Present

A.G.P. / Alliance Global Partners

New York, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1990-05-04

S63 Uniform Securities Agent State Law Examination

1990-05-04

View on SEC IAPD

Current Employers

A.G.P. / Alliance Global Partners

Disclosures

Employment History

Exams

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