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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-05
AR RA APPROVED 1990-06-18
  • TX RA
    APPROVED_RES
    Since 2006-10-05
  • AR RA
    APPROVED
    Since 1990-06-18

Branch Locations

500 West Main Street Suite 113, Russellville, AR 72801-3602 • United States

23 E Main St, Paris, AR 72855-3321 • United States

3101 Free Ferry Rd 1St Floor, Fort Smith, AR 72903 • United States

1607 W Commercial St, Ozark, AR 72949 • United States

2106 S 54Th St Ste 1, Rogers, AR 72758 • United States

Central City, AR • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Fort Smith AR 09/2005 03/2020
Ameriprise Financial Services, Llc Fort Smith AR 03/2020 Present
Other Businesses

Real Estate Ownership; Lot/Land; 705 Pierce Newman Rd., , Central City, AR, 72941; Not Investment-Related; 02/01/2020 / Lot/Land; Hwy 393, , Subiaco, AR, 72855; Not Investment-Related; 07/01/2018. Business Ownership; Siebenmorgen Farms LLC; Owner/member. Oversee operations.; Farming, cattle, shale/top soil sales; 417 Sybil Drive, , Central City, AR, 72941; Not Investment-Related; 06/15/2020; 20 to 39 hours per month; 1 to 9 during trading hours. Board of Directors; Methodist Village Senior Living; President; 7425 Euper Lane, , Fort Smith, AR, 72903; Not Investment-Related; 10/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-11-23
  • S63 Uniform Securities Agent State Law Examination
    1992-11-23

View on SEC IAPD

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