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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2005-03-31 |
Branch Locations
1600 Division St Ste 400, Nashville, TN 37203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life | Milwaukee | WI | 06/1989 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 03/1990 | Present |
| Nmis | Milwaukee | WI | 07/1990 | Present |
| Northwestern Mutual Investment Services, Llc | Nashville | TN | 03/2005 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. ADVISORY BOARD MEMBER, GOODWILL ADVISORY COMMITTEE, N/A, NASHVILLE, , TENNESSEE, 37203, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 12/14/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, N/A 4. 25% OWNER, BLUEFISH, LLC, INVESTMENT PROPERTY, START DATE: 9/11/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE. 5. 34%, JSB2021 LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, INVESTMENT RELATED, START DATE: 08/31/2021, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ENSEMBLE ENTITY 6. OWNER, RJBB, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 09/13/2024, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-13 |
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