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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-10
IA RA APPROVED 2015-06-12
  • TX RA
    APPROVED_RES
    Since 2026-06-10
  • IA RA
    APPROVED
    Since 2015-06-12

Branch Locations

6701 Westown Pkwy Ste 200, West Des Moines, IA 50266 • United States

700 E Lyon St, Des Moines, IA 50309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Des Moines IA 07/1999 06/2018
Principal Securities Inc Des Moines IA 03/2016 Present
Principal Life Insurance Company Des Moines IA 06/2018 Present
The Business People West Des Moines IA 01/2020 Present
Wealth By Choice West Des Moines IA 04/2023 Present
Journey Financial Advisors West Des Moines IA 09/2025 Present
  • 07/1999 → 06/2018
    Principal Life Insurance
    Des Moines, IA
  • 03/2016 → Present
    Des Moines, IA
  • 06/2018 → Present
    Principal Life Insurance Company
    Des Moines, IA
  • 01/2020 → Present
    The Business People
    West Des Moines, IA
  • 04/2023 → Present
    Wealth By Choice
    West Des Moines, IA
  • 09/2025 → Present
    Journey Financial Advisors
    West Des Moines, IA
Previous Registrations
Other Businesses

**Fixed Insurance; Investment Related; 6701 Westown Pkwy, Ste 200, West Des Moines, IA 50266; Life, Annuities, DI, LTC, Group; Sales; Start Date: 07/01/2018; 1-7 hrs per month; 1-7 during trading hours. **THE BUSINESS PEOPLE, LLC. POSITION: President/Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 02/04/2020 ADDRESS: 6701 Westown Pkwy, West Des Moines IA 50266, United States DESCRIPTION: I am sole owner and president of the LLC. We utilize the DBA for marketing purposes only. Goal is to make certain that when someone is looking for Steve Utsler (web) they find more than just Steve Utsler - Principal Agent. **JOURNEY FINANCIAL ADVISORS (DBA) POSITION: Financial Advisor NATURE: Insurance - Life and Disability, Group Insurance, Retirement Plans, Mutual Funds, Seminars for members, Financial Strategies, Fee Based Investments INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2025 ADDRESS: 6701 Westown Parkway, Suite 200, West Des Moines IA 50266, United States DESCRIPTION: DBA Marketing Name.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-11
S63 Uniform Securities Agent State Law Examination 1990-05-03
  • S66 Uniform Combined State Law Examination
    2015-06-11
  • S63 Uniform Securities Agent State Law Examination
    1990-05-03
Other Names
  • Steve Blake Utsler

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